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Abstract Background

Manager (Legal & Compliance)





Major Responsibilities:

- Handle relevant legal and compliance matters of the company, including drafting and review of documents, participating in project-related meetings, etc.
- Support compliance work for new projects/services which are designated under Payment Systems and Stored Value Facilities Ordinance (PSSVFO)
- Support legal and compliance aspects of local and cross-border technological/FinTech initiatives
- Conduct compliance self-assessment to meet oversight requirement of HKMA
- Perform research on regulatory updates and relevant compliance issues
- Perform other duties as assigned by supervisor(s)


- University degree holder in Laws (LLB) or equivalent
- Minimum 5 years of relevant post-qualification experience, preferably gained from banking or financial sector
- Well versed in the ordinances related to the banking/financial/information technology industry and good knowledge of compliance rules, regulatory requirements, procedures and guidelines
- Good drafting skill in English and Chinese
- Excellent command of spoken and written English and Chinese, proficiency in Putonghua will be an advantage
- Strong interpersonal, supervisory and analytical skills; self-motivated and independent

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